Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2017n004821 | Date: August 15, 2017
Institutional Client Services | Wealth Management Platform
401(k) Rollover Received and Invested
ACCT-401R Rollover Receipt and Initial Bond Allocation — August 2017
Client Household: Alex & Sam Chen Confirmation No.: FIn2017n004821
(HH-CHEN-001)
Advisor: Morgan Park, CFP® Confirmation Date: August 15, 2017
(ADV-PARK-001) | Clearwater
Wealth Partners
Custodian: Fidelity Institutional Wealth Services Settlement Date: August 16, 2017
(CUST-FI-001)
Decision / Ref: ACCT-401R — consolidation to Document ID: DOC-TradeConf-2017Q3-001
IRA1 by 2018-03-31
Meeting Ref: MtgID-2017Q3-01 Confirmation Rollover / New Account Investment
Type:
IPS Version: IPS-2016 (70% Equity / 28% Fixed / Tax Year: 2017
2% Cash) — IRA placement:
bond-tilted
TRADE CONTEXT & RATIONALE
Alex Chen's 401(k) rollover from prior employer plan received in ACCT-401R (401k Rollover IRA subaccount, opened
2017-08-15). Direct rollover; no taxable event (trustee-to-trustee transfer). Assets deployed immediately into bond-tilted allocation
consistent with IPS-2016 tax-aware placement strategy for tax-deferred accounts. ACCT-401R will be consolidated into
ACCT-IRA1 by March 31, 2018 per advisor plan. All trades placed at same-day NAV on rollover receipt date.
TRADE EXECUTION DETAIL
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Core bond;
401k rollover
proceeds —
ACCT-401R bond
08/15/201 08/16/20 ROLL UCBIX 34567A10 $61,995.6 $61,995.6
Z23n8472n94 6,078 $10.20 $0.00 allocation
7 17 OVER US Core Bond Index Fund 0 0 0
401(k) Rollover IRA Basis: Pre-tax
rollover cost
basis
$10.20/sh
TIPS/Treasu
ry; inflation
ACCT-401R hedge in
08/15/201 08/16/20 ROLL UTIPX 56789A10 $30,000.0 $30,000.0
Z23n8472n94 3,125 $9.60 $0.00 rollover IRA
7 17 OVER US Treasury & TIPS Fund 0 0 0
401(k) Rollover IRA Basis: Pre-tax
rollover cost
basis $9.60/sh
TOTAL
S
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2017Q3-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2017n004821 | Date: August 15, 2017
Institutional Client Services | Wealth Management Platform
Total Transferred / Delivered: $91,995.60
SETTLEMENT SUMMARY
Description Amount Settlement Date Direction
Total Delivered / Received (XFER/VEST) $91,995.60 August 16, 2017 Non-cash
TAX IMPACT NOTES
Direct 401(k)-to-IRA rollover (trustee-to-trustee). No taxable event. No Form 1099-R withholding. Rollover amount of $92,000
entirely pre-tax; future distributions will be taxed as ordinary income. Account included in 2017 W-2 rollover note.
IMPORTANT: This Trade Execution Confirmation is a summary of executed orders processed through the Fidelity Institutional platform. All transactions are subject to
the terms and conditions of the applicable account agreement. Prices shown are execution prices; actual settlement may vary for equity securities by T+2. Tax
information is provided for planning reference only; clients should consult their tax advisor. This document is synthetic demo data generated for product demonstration
purposes and does not constitute an actual trade confirmation, investment advice, or tax advice.
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2017Q3-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only
